Code of Coduct Investor Pledge

URL: http://data.treasury.ri.gov/dataset/75cbcd16-191c-4051-ac4c-e2bb4a5c0fc6/resource/3f628d35-11d8-43de-a86f-5ae60185e517/download/Code-of-Coduct-Investor-Pledge.pdf

All investment managers must sign a pledge requiring investment managers to confirm that they are in compliance with SEC and MSRB political contribution requirements, and all hedge funds and private equity funds are required to submit to regular third-party audits.

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Last updated May 19, 2015
Created May 19, 2015
Format PDF
License Other (Public Domain)
createdover 8 years ago
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